CISI – Global Financial Compliance

How is the qualification structured?

Global Financial Compliance can be taken as a stand-alone qualification and upon completion the candidate will get the Associate of The Chartered Institute of Securities and Investments (ACSI) status.

It can also be taken with one of the following exams:

• UK Financial Regulation
• Local regulatory paper (for international candidates)

Upon successful completion of Global Financial Compliance and one of the above regulatory papers, candidates will be awarded the Certificate in Global Financial Compliance. The Global Financial Compliance exam also qualifies as an IOC technical unit.